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mike-davis

Mike Davis
Founder
President
Wealth Advisor

Is Your Investment
Advisor a Fiduciary?

According to the SEC rules and the Investment Adviser’s Act of 1940, the five responsibilities of a fiduciary are

  1. Put clients’ interests first
  2. Act with the utmost good faith
  3. Do not mislead clients
  4. Provide full and fair disclosure of all material facts
  5. Expose all conflicts of interest to clients

In January 2008, Resource Consulting Group became one of the first firms in the world certified by the Centre for Fiduciary Excellence (CEFEX) as adhering to fiduciary best practices. We actively embrace our fiduciary responsibilities, employing wise investment processes and providing full transparency of fees.

If your investment advisor is not a fiduciary perhaps you should seek a second opinion from Resource Consulting Group.

Bloomberg 2015 Top 50 RIAs Financial Times Top Financial Advisors 2015 

PLEASE NOTE LIMITATIONS: Please see Important Advertising Disclosure Information and the limitations of any rankings/recognitions, at www.ResourceConsulting.com/disclosures. A copy of our current written disclosure statement as set forth on Part 2A of Form ADV is available at www.adviserinfo.sec.gov.