We are compensated solely by fees paid by our clients; we receive no other compensation from any other source. We charge separate fees for financial planning and investment advisory services.
Investment Advisory Fees
The investment advisory fee is based on the fee schedule below, subject to a minimum annual investment advisory fee of $9,000. For a limited group of young professionals who are committed to long-term financial success, our annual minimum drops to $4,500 if there is a financial planning engagement.
| Our annual investment advisory fee schedule for assets under management is as follows: | |
| Portion of assets up to $1,000,000 | .90% |
| Portion of assets between $1,000,000 and $10,000,000 | .50% |
| Portion of assets in excess of $10,000,000 | .25% |
| As an example: For $3,000,000 under management, the annual fee calculation would be: | |
| First $1,000,000 x .009 | $9,000 |
| Next $2,000,000 x .005 | $10,000 |
| Total Annual Investment Advisory Fee | $19,000 |
| Fees as a percentage of assets | .63% |
Financial Planning Fees
The financial planning fee is based on the complexity of your situation and will be determined in advance of the engagement. Annual financial plan update fees are typically 40% of the initial financial planning fee.